Expert regulatory law advice

For you and your business

At Blake Morgan, our Regulatory Law team works closely with our corporate clients to understand their business and the regulated markets they operate in.

Whether you need advice on putting processes in place to ensure compliance or need defending against a prosecution, our regulatory solicitors help navigate the most complex regulatory issues providing relevant, realistic legal solutions to your business challenges.

Our regulatory solicitors take a commercial approach when providing expert legal advice to clients on the regulations that impact their operations and ultimately their success. We regularly deal with regulators and enforcement agencies and are experienced in representing clients in regulatory investigations or prosecutions.

Arrange a call

Main Areas Of Practice


Our Regulatory Law team has a long established reputation for securing successful outcomes for businesses, helping them to navigate regulatory changes and respond to investigations or prosecution proceedings where reputation is at stake:

Reputation management

Your reputation is one of your most valuable business assets. If you are facing a regulatory challenge or prosecution our specialist regulatory solicitors will help protect you and your brand through every stage of the process and will help develop relationships with your regulators and repair any damage done after the issue has been resolved.

Coroners investigations and inquests

An investigation by the coroner into a fatality in the workplace could lead to prosecution or the closure of your business. Our dedicated regulatory solicitors will guide you through the proceedings during a sensitive and difficult time for all involved and will challenge the inquest's findings if necessary.

Appeals against enforcement notices

Our regulatory solicitors are experienced in advising business clients on enforcement negotiation, applications and appeals.

Criminal defence

If you or your business is faced with a criminal investigation or prosecution, our regulatory solicitors will be with you every step of the way, fiercely defending your reputation and protecting the future of your business.

Raids and searches

HMRC has the power of search or to gain entry to premises without notice as well as make arrests. If you have been subject to a 'Dawn Raid' our expert Regulatory Law team will advise you on next steps.

Due diligence and training

Prevention is always better than cure. We help businesses put proactive regulatory strategies and policies in place to safeguard them both now and in the future.

Anti-Bribery

Our regulatory solicitors provide expert advice and representation for businesses and their employees under investigation for bribery. We also provide proactive legal advice on compliance with the Bribery Act 2010.

Our Clients


We represent a wide range of corporate clients and their management teams facing criminal investigation and prosecution by regulatory bodies. Our regulatory solicitors provide expert regulatory law advice and specialist 24/7 crisis support on a range of issues including health and safety, corporate manslaughter, consumer protection and fraud.

Our Experts


Claire
Rawle
Partner

Cardiff

View Profile
Mark
Jones
Partner

London

View Profile
Delme
Griffiths
Legal Director

Cardiff

View Profile
Tom
Walker
Senior Associate Barrister

Cardiff

View Profile

BM Insights


Case Studies

We look at a recent case that serves as an important reminder for regulatory practitioners to be alert to a Committee wrongly cumulating findings of misconduct.

Read More

Articles

Audit reports continue to be the biggest source of complaints that trip up accountants, according to the latest ICAEW disciplinary orders report. Firms in the UK have repeatedly failed to...

Read More

Case Studies

Blake Morgan was instructed by JW, a member of the Association of Chartered Certified Accountants (ACCA) who was being investigated by the ACCA on an allegation that JW was providing...

Read More

Articles

When your reputation is on the line, it can be a stressful time but we have specialist lawyers to give accountants the legal representation they need. If a complaint has...

Read More

Case Studies

The Admissions and Licensing Committee (ALC) allowed audit registration to continue for our client (JA) despite previous unsatisfactory visits due to exceptional circumstances. We look at the case here and...

Read More

Case Studies

We look at a case that involved historic audit complaints and managed to avoid exclusion for our client (NA) who received a severe reprimand and fine.

Read More

Need Advice?
Call 0238 085 7047
Or Fill in The Form

Our Experts are here to help

  • Privacy Notice

    Blake Morgan Privacy Policy

    We do not use any enquiries to the [email protected] email address or any completed forms for marketing purposes.

  • This field is for validation purposes and should be left unchanged.

Change your cookie consent