Experts in Regulatory Law
Our team of regulatory solicitors is one of the largest in the UK and recognised as a leader in the field. Our team of specialist and dedicated regulatory lawyers acts for organisations conducting investigations and presenting cases and for those facing investigations, prosecutions and compliance action.
Whether you are a statutory body, regulator, business or individual, we can help you. Our services are built around your specific needs, and include:
Our regulatory team helps organisations and individuals needing legal support with investigations, hearings, audits and prosecutions.
"The team is collaborative, flexible and always available for discussion on any casework issue."
- Legal 500, 2022
"One of the strengths of the team is the ability to adapt to increased demand, sometimes at short notice."
- Legal 500, 2022
Awards and Accolades
Partner and Head of Professional Regulation
Partner and Head of Regulatory
Senior Associate Barrister
Audit reports continue to be the biggest source of complaints that trip up accountants, according to the latest ICAEW disciplinary orders report. Firms in the UK have repeatedly failed to...Read More
Blake Morgan was instructed by JW, a member of the Association of Chartered Certified Accountants (ACCA) who was being investigated by the ACCA on an allegation that JW was providing...Read More
When your reputation is on the line, it can be a stressful time but we have specialist lawyers to give accountants the legal representation they need. If a complaint has...Read More
The Admissions and Licensing Committee (ALC) allowed audit registration to continue for our client (JA) despite previous unsatisfactory visits due to exceptional circumstances. We look at the case here and...Read More
We look at a case that involved historic audit complaints and managed to avoid exclusion for our client (NA) who received a severe reprimand and fine.Read More
A word of warning if you are an accountant thinking of appealing to the ICAEW's Appeal Committee. In a recent case a member ended up facing increased penalties and a...Read More